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Registered Investment Advisor
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41	Website and Service Terms and Conditions Effective Date: September 1 , 2013 Finect Inc, formerly known as Unience, Inc. ( Add to Reading List Source URL: www.unience.com Language: English - Date: 2015-03-27 03:19:35 Technology Computing Google Apps Registered Investment Advisor World Wide Web Origin Twitter
42	Minimize Client Disruption While Becoming an RIA Protecting Your Clients During Add to Reading List Source URL: www.tdainstitutional.com Language: English - Date: 2013-05-09 16:15:19 TD Ameritrade Economy of Canada Finance Investment Financial adviser Registered Investment Advisor Financial services Toronto-Dominion Bank Financial economics
43	[Screen A2: From Screen A1] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 16:59:55 Business 76th United States Congress Investment SEC filings Financial adviser Registered Investment Advisor Investment Advisor Investment Company Act Securities Exchange Act Financial economics United States securities law Finance
44	Item 1 – Cover Page Vested Interest New York, NY Phone: (Toll Free: (Fax: ( Add to Reading List Source URL: hellogoldbean.com Language: English - Date: 2015-05-08 17:48:03 Investment Financial markets Financial services Financial adviser Registered Investment Advisor Soft dollar Short Security Collective investment scheme Financial economics Finance Business
45	Proposed Rule: Amendments to Form ADV and Investment Advisers Act Rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 16:57:36 Finance Financial regulation Business Investment Advisers Act United States securities law Registered Investment Advisor Financial adviser U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment 76th United States Congress
46	Microsoft Word - KAFA ADV Part 2A 03_2015 Draft.docx Add to Reading List Source URL: kaynefunds.com Language: English - Date: 2015-04-01 09:40:24 Financial services Funds Master limited partnership Collective investment scheme Separate account Management fee Investment Advisers Act Financial adviser Registered Investment Advisor Financial economics Investment Finance
47	Item 1 – Cover Page Vested Interest New York, NY Phone: (Toll Free: (Fax: ( Add to Reading List Source URL: www.hellogoldbean.com Language: English - Date: 2015-05-08 17:48:03 Investment Financial markets Financial services Financial adviser Registered Investment Advisor Soft dollar Short Security Collective investment scheme Financial economics Finance Business
48	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 18, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-18 14:21:19 Financial economics 76th United States Congress Professional certification in finance Financial services Registered Investment Advisor Investment Advisers Act Financial adviser U.S. Securities and Exchange Commission Securities and Exchange Commission Finance United States securities law Business
49	Discover the difference with a Registered Investment Advisor. How do I choose the right advisor? Important questions to ask before you hire an investment advisor. Add to Reading List Source URL: www.riastandsforyou.com Language: English - Date: 2015-06-02 18:42:04 Business Financial adviser Financial services Registered Investment Advisor Financial planner Investment Advisor Investment management Certified Financial Planner Investment Policy Statement Investment Financial economics Finance
50	Nationwide FreedomPro+SM Plan Information Money type Add to Reading List Source URL: www.co.carroll.ia.us Language: English - Date: 2015-03-25 16:41:56 Finance Nationwide Mutual Insurance Company Wilshire Associates Morningstar Inc. Nationwide Building Society Financial adviser Target date fund Registered Investment Advisor Financial economics Investment Financial services

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